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Licenses

 

Licenses

Securities and Futures
  • Senior Securities Specialist
  • Bond Specialis
  • Securities Specialist
  • Futures Specialist
  • Securities Investment Analyst
  • Stock Affairs Specialist
  • Securities Investment Trust & Consulting Professionals
Finance and Insurance
  • Senior Securities Specialist
  • Bond Specialist
  • Financial Advisor
  • Foreign Exchange Specialist
  • Futures Specialist
  • Financial Planning Specialist
  • Securities Investment Analyst
  • Internal Control and Audit
  • Insurance and Financial Planning Specialist
  • Insurance Agent
 

License Examination Timetable 

License

Examination

Expected Semester

Securities Specialist

v Securities Regulations and Practice 

v Securities Investment and Financial Statement Analysis

Second Semester of Freshman Year

Trust Specialist

v Trust Regulations

v Trust Practices

Second Semester of Freshman Year

Financial Planning Specialist

v Financial Tools 

v Financial Planning Practice

First Semester of

Sophomore Year

Securities Investment Trust & Consulting Professionals

v Investment Trust and Consulting Regulations (Including Self-disciplinary Rules) 

v Securities Investment and Financial Analyst 

v Securities Regulations and Practice 

First Semester of

Sophomore Year

International Banking Personnel (Entry-level)

v Foreign Exchange Personnel

v Export & Import Foreign Exchange Personnel

Second Semester of Sophomore Year

Structured Products Sales

v Principles and Practices of Structured Products

v Introduction to Financial Derivatives

v Principles, Practices, and Regulations of Bond Market

Second Semester of Sophomore Year

Property and Casualty Insurance Sales

v Property Insurance Practices

v Property Insurance Regulations

First Semester of Junior Year

Life Insurance Sales

v Insurance Regulations

v Insurance Practices

v Financial Markets and Professional Ethics

First Semester of Junior Year

Investment-oriented Life Insurance Products Sales

v Theories and Regulations of Investment Insurance

v Introduction to the Financial System

v Regulations and Mechanism of Securities Investment Trust

v Investments

Before Graduation