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Licenses
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| Securities and Futures |
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| Finance and Insurance |
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Senior Securities Specialist
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Bond Specialist
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Financial Advisor
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Foreign Exchange Specialist
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Futures Specialist
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Financial Planning Specialist
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Securities Investment Analyst
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Internal Control and Audit
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Insurance and Financial Planning Specialist
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Insurance Agent
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License Examination Timetable
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License
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Examination
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Expected Semester
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Securities Specialist
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v Securities Regulations and Practice
v Securities Investment and Financial Statement Analysis
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Second Semester of Freshman Year
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Trust Specialist
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v Trust Regulations
v Trust Practices
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Second Semester of Freshman Year
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Financial Planning Specialist
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v Financial Tools
v Financial Planning Practice
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First Semester of
Sophomore Year
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Securities Investment Trust & Consulting Professionals
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v Investment Trust and Consulting Regulations (Including Self-disciplinary Rules)
v Securities Investment and Financial Analyst
v Securities Regulations and Practice
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First Semester of
Sophomore Year
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International Banking Personnel (Entry-level)
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v Foreign Exchange Personnel
v Export & Import Foreign Exchange Personnel
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Second Semester of Sophomore Year
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Structured Products Sales
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v Principles and Practices of Structured Products
v Introduction to Financial Derivatives
v Principles, Practices, and Regulations of Bond Market
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Second Semester of Sophomore Year
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Property and Casualty Insurance Sales
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v Property Insurance Practices
v Property Insurance Regulations
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First Semester of Junior Year
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Life Insurance Sales
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v Insurance Regulations
v Insurance Practices
v Financial Markets and Professional Ethics
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First Semester of Junior Year
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Investment-oriented Life Insurance Products Sales
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v Theories and Regulations of Investment Insurance
v Introduction to the Financial System
v Regulations and Mechanism of Securities Investment Trust
v Investments
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Before Graduation
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